Blaine R. Stahlman of McDonough, Georgia, the founder and former Chief Executive Officer of of Professional Broker-Dealer Financial Planning, Inc. was sanctioned by Financial Industry Regulatory Authority (FINRA) on October 16, 2024, for supervisory failures related to speculative investments and business-related email communications. Letter of Acceptance, Waiver, and Consent (AWC) No. 2021069380601. Between March 1,…
Michael Evan Eckstein of Garden City New York a stockbroker formerly registered with Gould Ambroson Associates Ltd. has been charged by Financial Industry Regulatory Authority (FINRA) in a Complaint alleging that Eckstein (1) effected unsuitable transactions (2) made omissions and misrepresentations to customers when making investment recommendations and (3) engaged in a fraudulent investment scheme….