Tag Archives: Herbert J. Sims and Co. Inc.

Herbert J Sims Sued By Customer For Fraud

April 05, 2018  |   Posted by :   |   Investment and Regulatory News, Structured Products   |   0 Comments

Michael Barry Stern of Boca Raton Florida is a stockbroker formerly registered with Herbert J. Sims and Co. Inc. who is the subject of a customer initiated investment related arbitration claim that settled for $4,000.00 in damages supported by accusations of failure to supervise, breach of contract, misrepresentation, and fraud pertaining to the customer’s structured […]

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