Tag Archives: Hal Irving Marcus

Citigroup Global Markets Stockbroker Suspended For Unauthorized Trading

August 25, 2016  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

Hal Irving Marcus, of Buffalo Grove, Illinois, a stockbroker with Citigroup Global Markets, Inc., was fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity after consenting to findings that he engaged in the unauthorized discretionary trading in customer accounts. Letter of Acceptance, Waiver and Consent, No. […]

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