Tag Archives: Gregory Allen Zale

FINRA Bars LPL Financial Broker For Failure To Respond

January 19, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Gregory Allen Zale of Mesa Arizona a stockbroker formerly employed by LPL Financial LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by allegations that Zale failed to provide FINRA with information requested of him. Case No. 2016050228801 (Mar. 17, 2017). According to FINRA Public Disclosure, […]

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