Joshua William Turney of New York New York a stockbroker formerly registered with Global Arena Capital Corp has been charged by Securities and Exchange Commission (SEC) with effecting unauthorized trading to generate commission revenue and then attempting to conceal those unauthorized transactions. Securities and Exchange Commission v. Joshua W. Turney et al. Civil Action No….
Michael J. Russo, of Melville, New York, a stockbroker with Global Arena Capital Corporation, was fined $35,000.00, and suspended for one year from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity after consenting to findings that he sent false and/or misleading statements to prospective customers regarding investment opportunities; and also…