Tag Archives: Gentem Capital LLC

Gentem Capital Stockbroker Barred In AML Investigation

July 12, 2021  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News   |   Comments Off on Gentem Capital Stockbroker Barred In AML Investigation

Cesar Gabriel Hernandez of Old Bridge New Jersey a stockbroker formerly registered with Gentem Capital LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that he failed to cooperate with a FINRA investigation concerning his involvement in a customer identification program. Letter of Acceptance […]

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