Tag Archives: Further Lane Securities

Excessive Markups Land Suspension for Further Lane Securities Stockbroker

October 10, 2016  |   Posted by :   |   Bond Fraud, Excessive Markups, Investment and Regulatory News   |   0 Comments

James Gabriel Collard, of Boerne, Texas, was fined $5,000.00 and suspended by Financial Industry Regulatory Authority (FINRA) in connection with an Order Accepting Offer of Settlement containing findings that Collard charged customers’ excessive markups on investments. Department of Market Regulation v. James Gabriel Collard, No. 20120342425-01 (Sept. 23, 2016). According to the Order, between February […]

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