Tag Archives: Fredrick Martin Randhahn

Sigma Financial Corp Sued By Investors For Fraud

July 11, 2020  |   Posted by :   |   Promissory Notes, Securities Fraud, Selling Away and Outside Activities   |   Comments Off on Sigma Financial Corp Sued By Investors For Fraud

Fredrick Martin Randhahn (also known as Frederick Martin Randhahn) of Ogden Utah a stockbroker formerly registered with Sigma Financial Corporation is the subject of a customer initiated investment related arbitration claim where the customer sought $100,000.00 in damages based upon accusations that the customer was placed into risky and fraudulent Woodbridge Mortgage Investment products during […]

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FINRA Sanctions Sigma Stockbroker For Selling Away

Fredrick Martin Randhahn (also known as Frederick Randhahn and as Fred Randhahn) of Ogden Utah a stockbroker formerly employed by Sigma Financial Corporation has been fined $5,000.00 and suspended for nine months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that Randhahn engaged in undisclosed and unapproved […]

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