Tag Archives: Frederick D. Houck

Freedom Investors Broker Suspended For Unauthorized Trading

September 15, 2017  |   Posted by :   |   Unauthorized Trading   |   0 Comments

Frederick D. Houck, of Brookfield, Wisconsin, a stockbroker formerly registered with Freedom Investors Corp., has been suspended for two months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he effected unauthorized trades in customer accounts. Letter of Acceptance, Waiver and Consent, No. 2016049678601 (Aug. […]

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