Fred Shlesinger of Addison Texas a stockbroker formerly employed by Principal Securities Inc. is the subject of a customer initiated investment related complaint on October 14, 2018 regarding Shlesinger’s conduct where the customer sought damages estimated to exceed $5,000.00 based upon accusations that misrepresentations were made to the customer concerning the funding of a variable […]
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Tag Archives: Fred Shlesinger
Principal Securities Sued By Investors For Fraud
July 22, 2019 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims, Securities Fraud, Variable Annuites | 0 Comments
Principal Securities Sued By Customer For Suitability
Fred Shlesinger, of Addison, Texas, a stockbroker registered with Principal Securities, Inc., is the subject of a customer initiated investment related written complaint on February 24, 2017, wherein the customer’s claim was based upon allegations that Shlesinger effected a rollover of the customer’s 401(k) into an annuity despite the transaction having been unsuitable for the […]
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