Tag Archives: Fred Ronald Brown

Merrill Lynch Fires Stockbroker For Unauthorized Loans

August 17, 2017  |   Posted by :   |   Customer Loans   |   0 Comments

Fred Ronald Brown, of Montgomery, Alabama, a stockbroker registered with Merrill Lynch, Pierce, Fenner & Smith Inc., was fired on July 12, 2017, based upon allegations that Fred Ron ¬†entered into a loan arrangement with a customer despite failing to first gain authorization from the firm. Financial Industry Regulatory Authority (FINRA) Public Disclosure Reveals that […]

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