Frank Thomas Marino of Newport Beach California a stockbroker formerly employed by MARV Capital Inc. has been fined $15,000.00 and suspended for six months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he made unwarranted and false references within investment related communications. Letter of […]
Read More »
Tag Archives: Frank Thomas Marino
MARV Capital Broker Fined For Misleading Communications
August 13, 2018 | Posted by : Guiliano Law Group | Hedge Funds, Investment and Regulatory News | 0 Comments