Tag Archives: Frank Thomas Marino

MARV Capital Broker Fined For Misleading Communications

August 13, 2018  |   Posted by :   |   Hedge Funds, Investment and Regulatory News   |   0 Comments

Frank Thomas Marino of Newport Beach California a stockbroker formerly employed by MARV Capital Inc. has been fined $15,000.00 and suspended for six months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he made unwarranted and false references within investment related communications. Letter of […]

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