Floyd Earl Powell of Albertville Alabama a stockbroker formerly employed by MSI Financial Services Inc. and MML Investors Services LLC has been identified in a customer initiated investment related arbitration claim which was resolved for $1,075,000.00 in damages founded on accusations that (1) investment information was falsified or concealed by the stockbroker in regard to […]
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Tag Archives: Floyd Earl Powell
Investors Sue MSI Financial Services For Fraud
March 12, 2020 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims, Securities Fraud, Unregistered Securities | 0 Comments
FINRA Catches MML Broker Selling Away Woodbridge Notes
February 19, 2019 | Posted by : Guiliano Law Group | Direct Participation Programs, Failure To Supervise, FINRA Securities Arbitration, Investment and Regulatory News, Ponzi Schemes, Private Placement Fraud, Promissory Notes, Securities Arbitration Claims, Selling Away and Outside Activities | 0 Comments
Floyd Earl Powell of Albertville Alabama a stockbroker formerly employed by MML Investors Services LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Powell engaged in private securities transactions while associated with the firm. Letter of Acceptance Waiver and Consent No. […]
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