Tag Archives: Excessive Activity or Churning

Broker Charles Winitch Guilty of Fraud Managing Accounts of Children Medical Malpractice Victims

December 14, 2010  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News   |   0 Comments

Just when you thought that you heard it all. The New York Stock Exchange disciplined former Morgan Stanley stockbroker Charles Winitch of Scarsdale, New York, for unauthorized trading, churning or excessive activity, and breach of fiduciary duty with respect to the accounts of his customers. Mr. Winitch’s fraudulent conduct, however, relates to the accounts of […]

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