Tag Archives: Evan A. Schottenstein

JP Morgan Stockbroker Barred In Investigation

April 18, 2021  |   Posted by :   |   Elder Financial Abuse, Excessive Trading, FINRA Securities Arbitration, Investment and Regulatory News   |   Comments Off on JP Morgan Stockbroker Barred In Investigation

Evan A. Schottenstein of New York New York a stockbroker formerly registered with JP Morgan Securities LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on findings that Schottenstein failed to comply with FINRA personnel when he was under investigation for potential trading misconduct. Letter of […]

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