Tag Archives: Eugene James Long

Cadaret Grant Stockbroker Admits To Unauthorized Trading

July 20, 2020  |   Posted by :   |   Exchange Traded Notes, Inverse/Leveraged ETF Funds, Unauthorized Trading   |   Comments Off on Cadaret Grant Stockbroker Admits To Unauthorized Trading

Eugene James Long (also known as EJ Long) a stockbroker currently employed by Cadaret Grant Co. has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that he executed unauthorized trades in customer accounts. Letter of Acceptance Waiver and Consent No. 2019061646402 (July […]

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