Tag Archives: Equity Services Inc.

Equity Services Terminates Broker Amid Fraud Allegations

May 01, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Lawrence Eugene Murphy of Edison New Jersey a stockbroker formerly registered with Equity Services Inc. has been terminated on October 11, 2016 based upon a civil action having been filed against him containing allegations of fraud. Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that on May 12, 2017, a customer initiated investment related civil […]

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Equity Services Representative Barred

September 15, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

John C. Edes, of East Greenwich, Rhode Island, a registered representative formerly registered with Equity Services, Inc., has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to cooperate in a FINRA investigation into his business activities serving the basis of […]

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