Tag Archives: Douglas Wayne Studer

Kovack Securities Stockbroker Barred In Regulatory Investigation

February 13, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Douglas Wayne Studer, of Fort Lauderdale, Florida, a stockbroker formerly registered with Kovack Securities Inc., has been permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon Studer’s consent to findings that he failed to cooperate in a FINRA investigation into allegations of his misconduct regarding an inheritance […]

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