Tag Archives: Douglas Lee Hodges

Hilltop Securities Stockbroker Under Investigation

Douglas Lee Hodges, a stockbroker currently registered with Hilltop Securities Inc. and Hilltop Securities Independent Network Inc., has been subject of investigation conducted by Financial Industry Regulatory Authority (FINRA) into allegations that from April of 2012 to March of 2014, Hodges failed to supervise a registered representativeā€™s activities involving unit investment trust and mutual fund […]

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