Douglas Joseph Guarino, of Melville, New York, a stockbroker formerly registered with Rockwell Global Capital LLC, has been named in a customer initiated investment related arbitration claim on June 25, 2015, in which the customer requested $205,000.00 in damages based upon allegations of the firm’s failure to supervise Guarino’s activities involving equity transactions effected in […]
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Tag Archives: Douglas Joseph Guarino
Rockwell Global Capital Sued For Fraud
July 03, 2017 | Posted by : Guiliano Law Group | Boilerroom Sales, Investment and Regulatory News | 0 Comments