Dennis Allen Webb, of New Palestine, Indiana, a stockbroker registered with Cantella & Co., Inc., has been fined $10,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he engaged in outside business activities. Letter of Acceptance, Waiver and Consent, No. 2016048816701 (Oct. […]
Read More »
Tag Archives: Dennis Allen Webb
Cantella Stockbroker Suspended By Regulator
August 17, 2017 | Posted by : Guiliano Law Group | Investment and Regulatory News, Selling Away and Outside Activities | 0 Comments