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Dempsey Lord Smith Terminates Broker For Customer Loans

September 28, 2018 | Posted by : Guiliano Law Group | Forgery, Investment and Regulatory News, Misappropriation of Funds, Stockbroker Theft | 0 Comments

Michael Paul Lessard Jr. of Rock Hill South Carolina a stockbroker formerly employed by Dempsey Lord Smith LLC and representative of Palmetto Premier Advisors has been terminated from those firms between May 9, 2018 and July 3, 2018 founded on accusations that Lessard “borrowed funds” belonging to a customer in violation of the firm’s policy. This […]

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Dempsey Lord Smith Terminates Broker For Customer Loans

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