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FINRA Bars Wells Fargo Stockbroker For Customer Theft

April 08, 2020 | Posted by : Guiliano Law Group | Elder Financial Abuse, Misappropriation of Funds, Stockbroker Theft | Comments Off

Demaurio Cortez Clark of Acworth Georgia a stockbroker formerly registered with Wells Fargo Clearing Services LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that he converted an elderly Wells Fargo customer’s funds. Letter of Acceptance Waiver and Consent No. 2019064268201 (Mar. 27, 2020). […]

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FINRA Bars Wells Fargo Stockbroker For Customer Theft

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