Tag Archives: Debasish Hajra

Wells Fargo Stockbroker Sanctioned For Unauthorized Trading

September 03, 2021  |   Posted by :   |   Bond Fraud, Investment and Regulatory News, Unit Investment Trusts (UITs)   |   Comments Off on Wells Fargo Stockbroker Sanctioned For Unauthorized Trading

Debasish Hajra (also known as Dave Hajra) of Marietta Georgia a stockbroker formerly registered with Wells Fargo Clearing Services LLC has been fined $5,000.00 and suspended for thirty days from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that unauthorized unit investment trust and bond trades were executed […]

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