David Warg Best of Bethlehem Pennsylvania a stockbroker and financial advisor formerly registered with Oppenheimer Co. Inc. is referenced in a customer initiated investment related written complaint that was resolved on July 30, 2019 for $18,750.00 in damages founded on accusations of unsuitable exchange traded funds and closed end funds being sold to the customer […]
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Tag Archives: David Warg Best
Oppenheimer Accused Recommending Unsuitable Exchange Traded Funds
September 14, 2020 | Posted by : Guiliano Law Group | Inverse/Leveraged ETF Funds | Comments Off on Oppenheimer Accused Recommending Unsuitable Exchange Traded Funds
Investors Sue Oppenheimer’s Best For The Worse Trading
November 12, 2018 | Posted by : Guiliano Law Group | Churning, Excessive Trading, Forgery, Investment and Regulatory News, Unit Investment Trusts (UITs) | 0 Comments
David Warg Best of Bethlehem Pennsylvania a stockbroker formerly employed by Oppenheimer & Co. Inc. is referenced in a customer initiated investment related complaint on August 18, 2017 where the customer sought $1,000,000.00 in damages supported by accusations that (1) unsuitable closed-end fund and stock transactions had been executed in the customer’s investment account (2) […]
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