Tag Archives: David Leroy Johnson

LPL Stockbroker Sanctioned For Forgery

September 30, 2020  |   Posted by :   |   Securities Arbitration Claims   |   Comments Off on LPL Stockbroker Sanctioned For Forgery

David Leroy Johnson (also known as D. Leroy Johnson) of Houston Texas a stockbroker formerly registered with LPL Financial LLC has been fined $5,000.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Johnson falsified signatures of LPL Financial customers and that […]

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