Tag Archives: David Kenneth Rubenstein

Wells Fargo Stockbroker Terminated After Investigation Into Misconduct

January 05, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

David Kenneth Rubenstein, of Farmington Hills, Michigan, a stockbroker formerly registered with Wells Fargo Advisors, LLC, was terminated from employment on April 11, 2016, based upon allegations pertaining to misconduct committed at his prior firm, Ameriprise Financial Services, Inc. FINRA Public Disclosure reveals that Rubenstein’s registration was terminated from Ameriprise Financial Services, Inc. on July […]

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