Tag Archives: David Arthur Ellingwood

Edward Jones Stockbroker Caught Engaging In Unauthorized Trading

May 02, 2019  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

David Arthur Ellingwood of Leesburg Virginia a stockbroker formerly employed by Edward Jones has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that transactions were executed by Ellingwood in Edward Jones customer accounts without permission. Letter of Acceptance Waiver and […]

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