Darren Michael Kubiak of Alpharetta Georgia a stockbroker formerly employed by Kalos Capital Inc. is the subject of a customer initiated investment related arbitration claim which was settled for $250,000.00 in damages based upon allegations that a contract had been breached and that a fiduciary duty that was owed to the customer had been breached […]
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Tag Archives: Darren Michael Kubiak
Investors Bring Securities Arbitration Claim Against Kalos Capital For Negligence
November 04, 2020 | Posted by : Guiliano Law Group | Alternative Investments, Breach of Fiduciary Duty, Direct Participation Programs, Failure To Supervise, Securities Arbitration Claims | Comments Off on Investors Bring Securities Arbitration Claim Against Kalos Capital For Negligence
Kalos Capital Sanctioned For Bad Alternative Investments
September 13, 2019 | Posted by : Guiliano Law Group | Alternative Investments, Failure To Supervise, Inverse/Leveraged ETF Funds, Investment and Regulatory News | 0 Comments
Kalos Capital, a securities broker dealer headquartered in Alpharetta Georgia, and Darren Michael Kubiak of Lawrenceville Georgia, a stockbroker formerly registered with Kalos Capital, have been sanctioned by Financial Industry Regulatory Authority (FINRA) based upon findings that (1) leveraged inverse exchange traded funds (LIETFs) had been recommended to the firm’s customers without Kalos Capital or […]
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