Tag Archives: Daniel Stephen Snodgrass

UBS Stockbroker Discharged For Failure To Know Customer

Daniel Stephen Snodgrass of Cherry Hill New Jersey a stockbroker formerly registered with UBS Financial Services Inc. has been discharged by the firm on September 26, 2016 based upon accusations that Snodgrass violated multiple policies of UBS Financial Services by failing to undertake the required due diligence process in reference to the establishment of a […]

Read More »