Tag Archives: Daniel Patrick Mullan

NYLife Broker Barred By FINRA For Failure To Cooperate

September 27, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Daniel Patrick Mullan of Melville New York a stockbroker formerly employed by NYLife Securities LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by accusations that he failed to furnish information to FINRA concerning his sales practices. Case No. 2016048799901 (Sept. 18, 2017). FINRA Public Disclosure […]

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