Tag Archives: Daniel Joseph Hushek III

GF Investment Services Stockbroker Sanctioned

July 29, 2017  |   Posted by :   |   Failure To Supervise   |   0 Comments

Daniel Joseph Hushek III, of Sarasota, Florida, a stockbroker formerly registered with G.F. Investment Services, LLC, has been fined $10,000.00 and suspended for fifteen months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to reasonably supervise a registered representative who consequently made […]

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