Tag Archives: Daniel Edward Peltier

RBC Capital Markets Customer Complaints

July 05, 2017  |   Posted by :   |   Churning, Investment and Regulatory News   |   0 Comments

Daniel Edward Peltier, of Edina, Minnesota, a stockbroker formerly registered with RBC Capital Markets, LLC, has been named in a customer initiated investment related written complaint, which settled on May 12, 2016, in which the customer received $45,033.63 in damages based upon allegations that he engaged in sales practice violations with respect to an over-the-counter […]

Read More »