Tag Archives: Dale Franklin Norton Jr

Independent Financial Broker Barred For Felony

November 01, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Dale Franklin Norton Jr., of Newhall, California, a former registered representative with Independent Financial Group, LLC, is the subject of a California Department of Insurance Order issued on July 27, 2017, revoking Norton’s insurance licensure according to Sections 1669(a)(I) and 1738 of the California Insurance Code, based upon Norton having pled nolo contendere to a […]

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