Tag Archives: Dain F. Stokes

SEC Bars LPL Stockbroker Charged With Theft of Customer Funds

June 26, 2020  |   Posted by :   |   Misappropriation of Funds, Stockbroker Theft   |   Comments Off on SEC Bars LPL Stockbroker Charged With Theft of Customer Funds

Dain F. Stokes of Bedford, New Hampshire was a registered representative of LPL Financial, LLC. Stokes is 60 years old and resides in Fremont, New Hampshire, where he also has his own LPL Financial independent office. According to FINRA Public Disclosure, In addition to being a registered representative, Stokes also spends time writing fictional novels. […]

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