Charles Thomas Stevens of St. Augustine, Florida, a stockbroker formerly registered with D.H. Hill Securities LLLP, is the subject of a customer initiated investment related FINRA securities arbitration claim that was settled for $12,500.00 in damages based upon allegations that Stevens breached a contract, breached a fiduciary duty, acted negligently, and defrauded the customer with…
Danny Harold Hill of Kingwood Texas the limited partner and chief compliance officer of D.H. Hill Securities LLP is the subject of a customer initiated investment related civil action where the customer sought $700,000.00 in damages founded on accusations that (1) the customer’s investment account was over-concentrated in real estate investment trust products (2) fiduciary…
Robert Michael Dechick, of Clermont, Florida, a stockbroker formerly registered with D.H. Hill Securities, LLLP, was subject of a $5,000.00 fine, and stipulated and consented to cease and desist committing violations of National Association of Securities Dealers (NASD) Rules and Florida Statues according to a Florida Office of Financial Regulation Final Order finding that Dechick…