Danny Harold Hill of Kingwood Texas the limited partner and chief compliance officer of D.H. Hill Securities LLP is the subject of a customer initiated investment related civil action where the customer sought $700,000.00 in damages founded on accusations that (1) the customer’s investment account was over-concentrated in real estate investment trust products (2) fiduciary duties had been breached (3) and the customer’s investment account had been mismanaged and poorly supervised. Civil Action No. 17-08-09972 (Oct .11, 2017).
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that a customer filed an investment related arbitration claim involving Hill’s activities in which the customer requested $954,700.00 in damages supported by allegations against Hill including the failure to supervise the customer’s investments in real estate investment trust products while Hill was associated with IMS Securities, Inc. and D.H. Hill Securities LLP. FINRA Arbitration No. 17-01486 (June 13, 2017).
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