Tag Archives: Cynthia Komarek

FINRA Bars SagePoint Stockbroker In Investigation

June 12, 2021  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News, Wrongful Investment Referral   |   Comments Off on FINRA Bars SagePoint Stockbroker In Investigation

Cynthia Komarek (also known as Cynthia Ann Brown and as Cynthia Brown Pearson) a stockbroker formerly registered with SagePoint Financial Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that Komarek neglected to cooperate with FINRA during the period that she was under investigation […]

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