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Kalos Capital Sued In Arbitration For Unsuitability

July 05, 2017 | Posted by : Guiliano Law Group | Investment and Regulatory News, Non-traded REITs, Securities Arbitration Claims | 0 Comments

Curtis Leroy Whipple, of Plymouth, Michigan, a stockbroker currently registered with Kalos Capital, Inc., has been named in a customer initiated investment related arbitration claim, which settled on March 3, 2017, for $14,999.00 in damages founded upon allegations that he breached his contractual and fiduciary obligations to the customer, and negligently handled the customer’s investment […]

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Kalos Capital Sued In Arbitration For Unsuitability

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