Tag Archives: Craig Landon Siegel

FINRA Bars Portfolio Advisors Stockbroker In Churning Investigation

July 11, 2020  |   Posted by :   |   Churning, Excessive Trading   |   Comments Off on FINRA Bars Portfolio Advisors Stockbroker In Churning Investigation

Craig Landon Siegel of New York New York a stockbroker formerly registered with Portfolio Advisors Alliance LLC has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon accusations that Siegel failed to furnish information to FINRA that was requested of him through a formal inquiry. Case No. […]

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Portfolio Advisors Alliance Sued By Investors For Churning

Craig Landon Siegel of New York New York a stockbroker formerly registered with Portfolio Advisors Alliance LLC is the subject of a customer initiated investment related arbitration claim where the customer sought unspecified compensatory damages supported by accusations that between July of 2013 and August of 2017: (1) the customer’s account was churned (2) the […]

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