Tag Archives: Christopher Thomas Tolmacs

Triad Advisors Sued By Investors For Stockbroker Theft

April 08, 2020  |   Posted by :   |   Business Development Companies, Misappropriation of Funds, Securities Arbitration Claims, Stockbroker Theft   |   Comments Off on Triad Advisors Sued By Investors For Stockbroker Theft

Christopher Thomas Tolmacs (also known as Chris Tolmacs) of Portage Michigan a stockbroker formerly registered with Triad Advisors Inc. is the subject of a customer initiated investment related arbitration claim which was settled for $95,000.00 in damages based upon allegations that (1) the customer was placed in bad alternative investments including business development company (BDC) […]

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Customer Sues Triad Advisors for Suitability

Christopher Thomas Tolmacs of Portage, Michigan, a stockbroker formerly registered with Triad Advisors, Inc., is the subject of a customer initiated investment related arbitration claim, which settled for $51,000.00 in damages based upon allegations that Tolmacs made unsuitable investment recommendations to the customer concerning business development corporations, exchange traded funds and fixed annuities. FINRA Arbitration Case […]

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Triad Advisors Tolmacs Barred In Investigation

Christopher Thomas Tolmacs of Portage Michigan, was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he failed to cooperate with a FINRA investigation into allegations that Tolmacs engaged in unauthorized transactions with customers, made misleading statements in connection with such, and potentially converted customer […]

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