Tag Archives: Christopher Neil Watkins

Investors Accuse Raymond James Of Misrepresentation

November 15, 2019  |   Posted by :   |   Investment and Regulatory News, Non-traded REITs   |   0 Comments

Sharon Lee Hyer of Omaha Nebraska a stockbroker currently registered with Raymond James Financial Services Inc. is the subject of a customer initiated investment related complaint on July 17, 2019 in which the customer sought $13,100.00 in damages based upon accusations that false or misleading statements had been made to the customer in regard to […]

Read More »

LPL Stockbroker Fired For Unregistered Person

November 15, 2019  |   Posted by :   |   Investment and Regulatory News, Non-traded REITs   |   0 Comments

Christopher Neil Watkins of Louisville Kentucky a stockbroker registered with LPL Financial LLC has been discharged by the securities broker dealer on November 30, 2018 founded on accusations that Watkins provided compensation to an unauthorized, unregistered person who may have facilitated a securities transaction with an LPL Financial customer. Financial Industry Regulatory Authority (FINRA) Public […]

Read More »