Tag Archives: Christian Desmond Fautz

AXA Stockbroker Barred For Failure To Cooperate

January 09, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Christian Desmond FautzĀ of Fort Myers, Florida, a stockbroker registered with AXA Advisors, LLC, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon allegations Fautz never provided FINRA with a response to its request for information about his business activities. Case No. 2017054319701 (Nov. 6, 2017). FINRA […]

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