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Tag Archives: Cheryl Ann Stallings

LPL Financial Broker Barred For Taking Dead Clients’ Money

November 30, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Misappropriation of Funds, Stockbroker Theft | 0 Comments

Cheryl Ann Stallings of Amarillo Texas a stockbroker formerly employed by LPL Financial LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that (1) Stallings violated the firms supervisory procedures and systems (2) Stallings impermissibly utilized the funds of an LPL Financial […]

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LPL Financial Broker Barred For Taking Dead Clients’ Money

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