Tag Archives: Charles Laubach

Capital Portfolio Management Stockbroker Admits to Unauthorized Trading

June 27, 2019  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

Charles Louis Laubach (also known as Chuck Laubach) of Baltimore Maryland a stockbroker formerly registered with Capital Portfolio Management Inc. has been fined 5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Laubach executed transactions in the accounts of Capital Portfolio Management […]

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