Tag Archives: Charles Harper Bridgers

Wells Fargo Stockbroker Sanctioned For Unauthorized Trading

October 18, 2019  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

Charles Harper Bridgers of Wilson North Carolina a stockbroker formerly registered with Wells Fargo Clearing Services has been fined $10,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that (1) trades were executed by Bridgers in the account of a Wells Fargo customer […]

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