Robert Russel Tweed (also known as Rusty Tweed) of San Marino California a stockbroker formerly employed by CapWest is the subject of a Financial Industry Regulatory Authority (FINRA) National Adjudicatory Council (NAC) Decision which affirmed an Extended Hearing Panel Decision in which Tweed was barred from associating with any FINRA member based upon findings of…
Robert Russell Tweed of San Marino California a stockbroker formerly employed by CapWest Securities Inc. has been fined $50,000.00 and barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon an Extended Hearing Panel Decision containing findings that Tweed (1) made misleading and false statements to hedge fund customers…
Robert Russel Tweed, of San Marino, California, a stockbroker formerly registered with Concorde Investment Services, LLC, has been named in an investigation by Financial Industry Regulatory Authority (FINRA) pursuant to the receipt of a Wells Notice regarding Tweed’s conduct. FINRA Public Disclosure reveals that Tweed has been identified in twelve customer initiated investment related disputes…