Tag Archives: Athenian Fund LP

SEC Bars Tweed Financial Services Owner For Misrepresentation

August 26, 2021  |   Posted by :   |   Hedge Funds, Investment and Regulatory News, Securities Fraud   |   Comments Off on SEC Bars Tweed Financial Services Owner For Misrepresentation

Robert Russel Tweed (also known as Rusty Tweed) of San Marino California the owner of Tweed Financial Services and former stockbroker of Concorde Investment Services LLC and Cabot Lodge Securities LLC has been barred as stockbroker and investment adviser representative by Securities Exchange Commission (SEC) according to an Order founded on allegations of Tweed misleading […]

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CapWest Securities Broker Barred In Hedge Fund Scheme

Robert Russell Tweed of San Marino California a stockbroker formerly employed by CapWest Securities Inc. has been fined $50,000.00 and barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon an Extended Hearing Panel Decision containing findings that Tweed (1) made misleading and false statements to hedge fund customers […]

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