Tag Archives: Brian Royster

FINRA Bars HD Vest Stockbroker For Obstruction

November 28, 2017  |   Posted by :   |   Customer Loans   |   0 Comments

Brian Royster of Ann Arbor, Michigan, a stockbroker formerly registered with HD Vest Investment Services, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to provide FINRA with information in an investigation into his alleged borrowing of customers’ funds. Letter […]

Read More »