Learn More About Investor Claims Against Brian D. Addis

14 10 '19

Investors Accuse Edward Jones Of Bad Investment Advice

Brian D. Addis of Vandalia Ohio a stockbroker formerly employed by Edward Jones is the subject of a customer initiated investment related complaint on June 27, 2017 in which the customer sought more than $5,000.00 in damages founded on allegations that Addis provided the customer with bad advice in regard to the transition of the…

25 04 '17

FINRA Securities Arbitration Filed Against Edward Jones For Unauthorized Trading

Brian D. Addis, of Vandalia, Ohio, a stockbroker formerly registered with Edward Jones, has been named in a customer initiated investment related written complaint, which settled on January 5, 2017, for $1,966.95 in damages based upon allegations that Addis effected unauthorized equity transactions in the customer’s account in April of 2016. Financial Industry Regulatory Authority…

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